Category: Regulatory

With stricter plan audits, the DOL is increasing scrutiny on fiduciaries and focusing on new areas such as fees, forfeiture accounts, and more. Vanguard can help sponsors navigate these audits and remain compliant.

Category: Regulatory, Retirement

In recent Congressional testimony, Vanguard Center for Retirement Research head Steve Utkus offered perspective on the current state of retirement security, particularly for those with low lifetime incomes.

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Category: Regulatory, Fiduciary

The DOL finds many retirement plans noncompliant each year, resulting in heavy fines and penalties. Vanguard’s special compliance teams can help keep plans in compliance.

Category: Regulatory

In this edition of Washington Connection, Ann Combs focuses on legislative and regulatory proposals of interest to institutional investors, including the future of tax incentives for retirement plans.

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Category: Regulatory

Striving to eliminate data errors can provide a variety of benefits to plan sponsors, including less fiduciary exposure, streamlined plan administration, lower staffing costs, and increased employee satisfaction

OUR EXPERTS

Ann Combs

Head of Government Relations

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Jamey Delaplane

Head of ERISA and Fiduciary Services

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John Schadl

Head of Strategic Retirement Consulting

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Regulatory limits and compliance calendar

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