Category: Fiduciary

An effective RFP process is a critical component to successful investment management. Vanguard’s Catherine Gordon reviews factors institutions should consider and steps they should take to make the RFP process more effective for their organization.

Category: Fiduciary, Regulatory

The DOL finds many retirement plans noncompliant each year, resulting in heavy fines and penalties. Vanguard’s special compliance teams can help keep plans in compliance.

Category: Fiduciary

Catherine Gordon, a principal in Vanguard Investment Strategy Group, makes the case for regular refresher reviews and education for investment committees to keep them current with best practices, especially given an increasingly complex investment environment.

Category: Fiduciary

Selecting and monitoring plan investments is a vital part of a retirement plan committee’s responsibilities. Get tips on determining how well your committee is fulfilling its fiduciary responsibilities.

Category: Fiduciary

This Vanguard Strategic Retirement Consulting booklet covers key duties and additional fiduciary considerations for plan sponsors, retirement-plan committee members, and those with fiduciary duties related to the management and administration of retirement plans.

OUR EXPERTS

Catherine Gordon

Principal, Investment Strategy

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Frank W. Nessel

Senior ERISA Consultant

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John Schadl

Head of Strategic Retirement Consulting

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