Regulatory
Vanguard seeks to represent investors on a broad range of legislative and regulatory issues including tax, retirement, and financial services matters. Our Strategy Retirement Consulting (SRC) team regularly distributes commentary and insights on important legal and regulatory topics to clients and the wider public.
Senior SRC members also actively participate in retirement policy discussions in Washington, D.C., to educate policymakers about new industry developments and offer expertise that helps shape federal retirement policy. Because of SRC's direct involvement in the national retirement plan discussion, plan sponsors can have a high level of confidence in the value of SRC's guidance on legal and regulatory issues.
Our Government Relations team closely monitors Washington developments and works with the industry to evaluate new potential rules affecting investment products and services.
SRC consultants can help provide information and interpretation to clients on new regulations from the Department of Labor, IRS, and other government agencies.
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