SMALL AND MIDSIZE PLANS

Flexible recordkeeping

Quality full-service offerings aren’t just for the “big guys.” They’re for everyone.

Flexible options. Exceptional service.

Our recordkeeping services help participants stay on track and stay informed.

Built-in flexibility

Flexibility is at the core of our retirement readiness offering. We invest in the technology and people to incorporate all the features that sponsors want in a plan, adapt quickly to legal and regulatory changes, and offer the opportunity to integrate with the top companies in financial wellness, brokerage, and other services.

Common-sense innovation

We never look at our capabilities and say that they’re “good enough.” We’ll follow any path to improve investor outcomes and innovate continuously to meet your ever-evolving needs. But in doing so, we don’t chase flashy trends or the latest “thing.” Our innovation begins and ends with what we believe is in the best interest of our investors.

Paving the way for participants

Derived from more than 30 years of understanding retirement needs, combined with the behavioral analysis of more than three million participants, our programs are designed to meet the specific needs of your employees.

Innovation: Our key to growth

The Vanguard Retirement Plan Access™ (VRPA) program has come a long way since it started over a decade ago. That’s because we’re constantly researching, learning, and innovating ways to improve the plan sponsor and participant experiences. As a result, we’ve been able to expand our small and midsize client base and increase participant savings.

Source: Vanguard.

Outcomes matter to us—and to you

At Vanguard, we understand the power of numbers. Nothing shows this more than the loyalty and commitment to those we serve. We believe these numbers speak for themselves:

98 %

client retention rate¹

96.95 %

advisor onboarding satisfaction survey rating²

4.7 out of 5

Participant services satisfaction rating³

Let’s connect

Want to find out more about our recordkeeping capabilities?

Let’s get in touch

¹Ascensus, Client Satisfaction Survey, as of 12/31/2023

²Ascensus, Onboarding Satisfaction Survey, as of 12/31/2023

³Ascensus, ECHO Participant Satisfaction Survey as of Q4 2023

For more information about any fund, visit institutional.vanguard.com or call 800-523-1036 to obtain a prospectus or, if available, a summary prospectus. Investment objectives, risks, charges, expenses, and other important information are contained in the prospectus; read and consider it carefully before investing.

All investing is subject to risk, including the possible loss of the money you invest. Diversification does not ensure a profit or protect against a loss.

Retirement plan recordkeeping and administrative services are provided by The Vanguard Group, Inc. (VGI). VGI has entered into an agreement with Ascensus, Inc., to provide certain plan recordkeeping and administrative services on its behalf. Ascensus and Total Benefits Communications are not affiliated with Vanguard Marketing Corporation, The Vanguard Group, Inc., or any of its affiliates.

Ascensus is a registered trademark of Ascensus, Inc.